Office Locations

Madison, WI
1221 John Q Hammons Dr.
Madison, WI 53717

Milwaukee, WI
18650 W. Corporate Dr.
Suite 200
Brookfield, WI 53045

Appleton, WI
4321 W. College Ave.
Suite 300
Appleton, WI 54914

Rockford, IL
6952 Rote Rd.
Suite 400
Rockford, IL 61107

(888) 856-8801

Financial Plan Strategies

Key strategies to create a comprehensive financial plan

Cash flows

An important step to developing your plan is a clear understanding of your annual income and expenses. We will conduct an analysis to determine whether income can be controlled or expenses adjusted. Often, tax savings are discovered in cases where income can be deferred or accelerated. Gaining an understanding of how your money is being spent is often a critical component of how a financial plan will be structured. If you are spending less than you earn, you may have excess cash flow to put to work toward meeting your financial goals. If you are spending more than you earn, we work to identify areas that can be adjusted.

Estate & Tax

No one wants to pay more taxes than necessary. We monitor changes in current legislation and apply strategies that will minimize your tax liability. We look for opportunities within your financial plan to shift income and deductions to maximize your tax savings. An estate plan will ensure your financial plan continues beyond your life expectancy.

As we review the various components of your financial plan, we may identify estate and income tax issues we feel should be addressed. We work closely with your attorney and accountant to determine the most appropriate strategies for you.

Document Review

We work with our trust company to review your estate plan documents to determine whether it is appropriate for your situation and goals.

We also evaluate the beneficiary designations on your IRAs, Qualified Retirement Plans, and insurance policies to ensure they are structured properly. We provide any recommended changes to your estate plan attorney to ensure they are updated. Estate plans should be reviewed at least every five years to reflect changes in the law and family situations.

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Investment

How much risk do you need to take in your portfolio to meet your goals? Can you invest more conservatively and still meet your goals? We will evaluate how you are currently allocated and discuss whether that allocation is appropriate to meet your goals.

If you have a child starting college in two years, you may not need to invest in all stocks if you have saved enough to meet the education obligation.

If you have saved a retirement nest egg large enough to meet your spending goals in retirement, you may consider investing more conservatively to preserve what you have accumulated.

It is always important to account for inflation and maintain a degree of stock exposure to counteract inflation over the long-term.

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Insurance

Insurance comes in many different forms and all types are important to managing risk within your household. No one ever knows when, where, or how our lives, and thus our ability to generate income, will end. We will evaluate your current policies to determine whether they are sufficient to meet your needs. Disability insurance is needed in the event of an accident or extended illness during an individual’s working years.

Life insurance is needed to provide income to survivors for living expenses, debt repayment, college education, charitable intentions, and estate liquidity. Long-term care insurance will provide for physical needs, and can also relieve the burden of family and loved ones being responsible for providing care for their elder family members. Individual health insurance policies may be needed to bridge the gap between retirement and age 65, when Medicare-eligibility begins.

SVA Plumb Financial does not sell insurance products, but we work closely with a team of independent professionals to identify the most appropriate product to fulfill your needs.

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Education

With annual costs in the tens of thousands and average annual inflation of 7%, it is imperative to begin planning for education at the early stages of your child’s life.

There are many different solutions available to fund your goals. We will work with you to determine how much you need to save and the most appropriate solution to use for your education savings.

To learn more about the services SVA Plumb Financial can provide for you, contact us at (888) 856-8801.

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